Assistant General Counsel

Job Title: Assistant General CounselLocation: Wheaton, IL (Onsite)Compensation: $150K-240K+Bonus DOE Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.

We are a trusted Mutual Fund and Financial Services company that needs an exceptional Assistant General Counsel to join our elite legal team. If you have 5+ years of corporate experience and a passion for Securities Law, then this may be a perfect fit for you!

In this role, you will: Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940.Help manage a core group of mutual funds and assist in the creation and registration of mutual fundsReview registration statements and annual shareholder reports Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirementsIdentify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirementsConduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives. Perform tasks assigned by Senior Corporate Counsel
Must Have Skills: 5+ years of Corporate Experience in either Securities, Financial Services or M&As
Nice to Have Skills: Compliance Experience is a major plus!M&A Experience is a major plus! Experience with Investment Advisors Act, Investment Company Act of 1940, SEC, FINRA (Financial Industry Regulatory Authority)Private Equity Experience is a plus! What’s In It for You: $150K-240K+ BonusHealth Benefits401K